- registered, dealer
- (securities)courtier(ière)inscrit
English-French legislative terms. 2015.
registered, dealer
Regardez d'autres dictionnaires:
registered competitive market maker — An NASD registered dealer who acts as a market maker for a designated over the counter stock by buying and selling that stock to maintain stability. Bloomberg Financial Dictionary … Financial and business terms
Registered Retirement Savings Plan — A Registered Retirement Savings Plan or RRSP is an account that provides tax benefits for saving for retirement in Canada. RRSP refers to a provision in the Income Tax Act that allows a person to shelter financial property from income taxes.RRSPs … Wikipedia
Registered Investment Advisor — Investment Advisor (IA) is a non formal designation describing a person or firm in the United States who has registered with the U.S. Securities and Exchange Commission or state regulatory agency (where the primary business is situated or… … Wikipedia
Dealer equity option — A dealer equity option is any equity option listed on a qualified board of exchange, that is bought or granted by an options dealer (any person registered with an appropriate national securities exchange as a market maker or specialist in listed… … Wikipedia
Registered Representative — A Registered Representative, also called a General Securities Representative, a Stock Broker, or an Account Executive, is an individual who is licensed to sell securities and has the legal power of an agent. Registered Representatives usually… … Wikipedia
Registered Principal — A licensed securities dealer who is also empowered to oversee operational, compliance, trading and sales operations and the personnel who staff them. Registered principals must have all the basic securities licenses required for the operation… … Investment dictionary
dealer — Synonyms and related words: Mafioso, Wall Streeter, agent, black marketeer, bond crowd, bootlegger, broker, businessman, businesswoman, chandler, curb broker, distributor, drug pusher, floor broker, floor trader, floorman, gray marketeer,… … Moby Thesaurus
Dealer Bank — A commercial bank authorized to buy and sell government debt securities including federal and municipal bonds. This debt is usually issued to fund large government projects such as road and bridge construction. Dealer banks are registered with… … Investment dictionary
The Plain Dealer — Plain Dealer redirects here. For the Restoration comedy by William Wycherley, see The Plain Dealer (play). Front page of The Plain Dealer Type Daily newspaper … Wikipedia
Broker-dealer — A broker dealer is a company that trades securities for customers as well as for its own account. In the United States, a broker dealer has to be registered with the Financial Industry Regulatory Authority. When executing trade orders on behalf… … Wikipedia
Privilege Dealer — An individual or a securities firm that is registered as a market maker or specialist in listed options. A privilege dealer trades futures or options with their gains and losses being subject to a complex set of rules. Also known as an options… … Investment dictionary
